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Regulation NMS
Results: 1042

#	Item
821	SRO NASD: Order Approving Proposed Rule Change Relating to Computer Generated Quoting in Exchange-Listed Securities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-18 15:31:38 Financial markets Financial economics Economy of the United States Financial regulation 73rd United States Congress Securities Exchange Act NASDAQ Regulation NMS Financial Industry Regulatory Authority United States Securities and Exchange Commission United States securities law Self-regulatory organizations
822	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-04 11:02:08 Financial regulation Short selling Securities Exchange Act United States securities law Finance Financial system New York Stock Exchange Regulation NMS Short United States Securities and Exchange Commission Financial markets Financial economics
823	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]September 26, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-27 08:54:58 Financial regulation 73rd United States Congress Financial economics Investment Securities Exchange Act Security Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Regulation NMS United States securities law United States Securities and Exchange Commission Stock market
824	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-23 15:34:58 United States Securities and Exchange Commission Financial system Investment Financial markets 73rd United States Congress Securities Exchange Act Financial Industry Regulatory Authority Order Regulation NMS Financial economics United States securities law Stock market
825	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]August 2, 2013 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Propos Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-03 09:13:00 Investment United States Securities and Exchange Commission Financial markets United States securities law Short selling Order Regulation NMS Securities Exchange Act Futures contract Financial economics Stock market Finance
826	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]November 27, 2013 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Approving a Proposed Rule Change to Amend BYX Rule 12.6 to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-27 17:07:35 Investment Financial system Stock market Financial markets Financial Industry Regulatory Authority Securities Exchange Act Regulation NMS Broker-dealer Order Financial economics United States securities law United States Securities and Exchange Commission
827	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]September 26, 2013 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-27 08:53:07 Financial regulation Securities Exchange Act Government Regulation NMS U.S. Securities and Exchange Commission Securities and Exchange Commission Financial system United States Securities and Exchange Commission United States securities law 73rd United States Congress
828	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-19 17:56:15 Economy of the United States Finance Financial regulation 73rd United States Congress Manning rule Securities Exchange Act Regulation NMS Financial Industry Regulatory Authority NASDAQ United States securities law United States Securities and Exchange Commission Business
829	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 27, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-27 17:11:40 New York Stock Exchange Financial economics Investment Financial markets Finance Stock market Order Regulation NMS
830	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]September 26, 2013 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-27 08:08:35 Financial economics Financial system 73rd United States Congress Securities Exchange Act Regulation NMS International Securities Exchange U.S. Securities and Exchange Commission Securities and Exchange Commission Financial Industry Regulatory Authority United States securities law United States Securities and Exchange Commission Financial regulation

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